THE PLATFORM

Customized Broker-Dealer Compliance Dashboard that is configured to centralize and flag problematic sales practice activities. Automated transaction suitability detection, personal trading activities and streamlined oversight and rationale reservoir. Provides the ability for firms to develop targeted exception reports that are tailored to organizational procedures and specific review requirements. Consolidated identification, review and reporting system to memorialize overall supervisory controls administered by the firm with measurable audit trail and related controls.

Customized Anti–Money Laundering (AML) Compliance Dashboard that can be utilized to assign risk based scoring and customer identification. Analyze and detect potential unusual or suspicious activities based upon predetermined risk parameters (thresholds) based upon customer characteristics, patterns and trends related to money movements, trading activities, etc. Provides the ability to develop and implement overall firm-wide Anti–Money Laundering (AML) risk assessment and related monitoring controls.

Customized Investment Adviser Dashboard providing a centralized control for administering and monitoring Code of Ethics and compliance processes and controls. Establish pre-configured risk parameters to assess overall customer portfolio changes versus investment objectives, restrictions and other specified provisions. Provides compliance/supervision tool to streamline and consolidate reviews of advertising, account performance, advisory fees, personal trading activities and other fiduciary obligations as defined in the advisers compliance program.

Declutter your workspace and boost productivity by consolidating your operations onto a single, multiasset class platform. Cypher+'s Order Management System (Cypher+ OMS) simplifies your daily investment activity across all investment types. It's equipped with intelligent trading workflows, access to an extensive liquidity network, and advanced allocation support for even the most intricate strategies. Cypher+ OMS offers unparalleled flexibility and configurability, designed to adapt and scale with you, aligning with your firm’s strategies wherever they may lead.

Rich in features, highly customizable, cost-effective, and equipped with a suite of intelligent workflows designed to simplify your tasks, Cypher+ CRM provides an extensive toolkit. It is engineered not only to manage your business seamlessly but also to fuel its growth. This platform takes your operations to a new level of efficiency and effectiveness.